Commodity Futures Trading Commission

Results: 2987



#Item
301United States securities law / Economics / Financial system / Financial regulation / SEC Rule 10b5-1 / SEC Rule 10b-5 / Commodity Futures Modernization Act / U.S. Securities and Exchange Commission / Corruption / Insider trading / Stock market

Commercial Law Association of Australia Legislative Review Task Force Submission to Corporations and Markets Advisory Committee Insider Trading Proposal Paper

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Source URL: www.camac.gov.au

Language: English - Date: 2014-11-27 20:10:45
302Stock market / Derivative / Commodity Futures Trading Commission / Securities Commission / Over-the-counter / Securities market / Options Clearing Corporation / U.S. Securities and Exchange Commission / Futures exchange / Financial economics / Investment / Financial system

Law of Derivatives An International Comparison.PDF

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Source URL: www.camac.gov.au

Language: English - Date: 2014-11-27 20:05:28
303Finance / Systemic risk / International Organization of Securities Commissions / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Systemically Important Payment Systems / Securities Commission / Financial regulation / Economics / Financial economics

Implementation monitoring of PFMIs: Level 2 assessment report for central counterparties and trade repositories – United States

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Source URL: www.iosco.org

Language: English - Date: 2015-02-26 10:03:33
304Dodd–Frank Wall Street Reform and Consumer Protection Act / Late-2000s financial crisis / Presidency of Barack Obama / United States federal banking legislation / Finance / Volcker Rule / Wardwell / Paul Volcker / Commodity Futures Trading Commission / Systemic risk / Financial regulation / 111th United States Congress

Dodd-Frank Dashboard Regulatory Hub Helping Market Participants Implement Dodd-Frank Regulations The Davis Polk Regulatory Hub is an online platform of tools designed to help market The Davis Polk Regulatory Hub™ is a

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Source URL: www.davispolk.com

Language: English - Date: 2013-07-30 12:38:35
305Dodd–Frank Wall Street Reform and Consumer Protection Act / Late-2000s financial crisis / Presidency of Barack Obama / United States federal banking legislation / Volcker Rule / Wardwell / Commodity Futures Trading Commission / Rulemaking / Finance / Systemic risk / Financial regulation / 111th United States Congress

Dodd-Frank Dashboard Regulatory Hub Helping Market Participants Implement Dodd-Frank Regulations The Davis Polk Regulatory Hub is an online platform of tools designed to help market The Davis Polk Regulatory Hub™ is a

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Source URL: www.davispolk.com

Language: English - Date: 2013-07-30 12:38:39
306Futures contract / Confédération Fiscale Européenne / Commodity Exchange Act / Financial system / Financial regulation / Commodity Futures Trading Commission / Financial economics / Financial markets

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CFE[removed]February 4, 2015 Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed R

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Source URL: www.sec.gov

Language: English - Date: 2015-02-05 10:34:13
307Commodity Futures Trading Commission / Financial system / Finance / Options Clearing Corporation / Exercise / Financial economics

ri) OCC James E. Brown Executive Vice President

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Source URL: www.sec.gov

Language: English - Date: 2015-03-03 10:50:02
308Finance / Late-2000s financial crisis / 111th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act / Presidency of Barack Obama / United States federal banking legislation / Commodity Futures Trading Commission / Volcker Rule / Rulemaking / Systemic risk / Financial economics / Financial regulation

Dodd-Frank Dashboard Regulatory Tracker Helping Market Participants Understand and Monitor Dodd-Frank TheThe Davis

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Source URL: www.davispolk.com

Language: English - Date: 2013-07-30 16:33:28
309Finance / Systemic risk / International Organization of Securities Commissions / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Systemically Important Payment Systems / Securities Commission / Financial regulation / Economics / Financial economics

Implementation monitoring of PFMIs: Level 2 assessment report for central counterparties and trade repositories – United States

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Source URL: www.iosco.org

Language: English - Date: 2015-02-26 10:03:33
310Financial markets / Late-2000s financial crisis / Mathematical finance / United States housing bubble / United States securities law / Dodd–Frank Wall Street Reform and Consumer Protection Act / Commodity Futures Trading Commission / Chicago Mercantile Exchange / Futures contract / Financial economics / Finance / Economics

July 8, 2013 Via Electronic Mail: [removed] Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission

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Source URL: www.sec.gov

Language: English - Date: 2013-07-09 13:32:14
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